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Advisor Group firm’s settlement over Missoula-based former broker Barry Hartman’s practices regarding Invizeon pushes regulatory payouts over $18M
May 2, 2018 /
"This guy (Barry Hartman) did stuff he shouldn’t have been doing," Advisor Group CEO Jamie Price said in an interview in late April. "It’s 100% resolved, and I think Montana did the job that they’re required to do to protect the people in their state."
Hartman and the firm, Invizeon, later filed for Chapter 7 bankruptcy protection.
https://www.financial-planning.com/news/advisor-groups-montana-case-results-in-57m-settlement
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Posted in: Montana Business
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